Privacy Policy

Montgomery & Co., LLC dba Montgomery Wealth Advisors ("Montgomery") is committed to client confidentiality and the protection of your privacy. The following information is provided, as required by law, to help you understand our privacy policy and how we will handle and maintain confidential personal information as we fulfill our obligations to protect your privacy. "Personal information" refers to the nonpublic financial information obtained by Montgomery in connection with carrying out our services.

INFORMATION WE COLLECT

Montgomery collects personal information as part of our relationship to you, to provide client services and fulfill legal and regulatory requirements. The type of information Montgomery collects may include:

  • Information Montgomery receives from you on forms (such as name, address, Social Security number, profile documents, assets and income);

  • Information you provide Montgomery directly about your personal finances or personal circumstances or which Montgomery may receive from brokerage statements or other information you authorize Montgomery to receive.

INFORMATION DISCLOSED IN ADMINISTERING PRODUCTS AND SERVICES

Montgomery will not disclose personal information about current or former clients to non-affiliated third parties except as permitted or required by law. Montgomery does not sell any personal information about you to any third party. Montgomery will not disclose personal information without your authorization, except as required or permitted by law.

PROCEDURES TO PROTECT CONFIDENTIALITY AND SECURITY OF YOUR PERSONAL INFORMATION

Montgomery has procedures in place that limit access to personal information to those employees who need to know such information in order to perform business services. In addition, Montgomery maintains physical, electronic and procedural safeguards to guard your nonpublic personal information.

Montgomery will update its policy and procedures when necessary to ensure that your privacy is maintained and that Montgomery conducts business in a way that fulfills our commitment to you. If Montgomery makes any material changes in its privacy policy, we will make that information available to clients through our Web site and/or other communications.